Banking and Asset Management

Thomas Romer

The financial services markets are faster-moving and more volatile than ever before. Clients have higher standards and expectations. The industry is shaped by a constantly changing operating environment and a high degree of regulation at both the national and international level. Regularly reviewing strategic orientation and strategic options have become the norm.

The challenges you face

  • Financial institutions must ensure very tighter risk management
  • The regulatory environment is inhibiting change in the investment management business
  • Private banking is under pressure and faces growing change at a strategic level
  • Companies must deal with the effects of new federal legislation on collective investments (KAG)

How PwC can support you

Our leading position as a provider to the financial services sector gives you a decisive advantage: you will be talking to people who are experts not only in their specific field, but in your industry as well. Our teams cover the following areas: banks, securities traders and asset managers, investment funds and investment companies (including alternative investment management) and real estate.

  
Selected services:

  • Auditing of financial statements and consolidated statements
  • Regulatory audits
  • Transitions and advisory services to IAS/IFRS, US GAAP, Swiss GAAP FER and BAG-SFBC
  • Internal Audit services
  • Advisory and support of Internal Audit, risk management and Sarbanes-Oxley
  • Auditing and advisory services for Qualified Intermediaries (QI)
  • Valuation, recording, disclosure, and tax structuring of financial products
  • Analysis and assessment of processes (IT)
  • Auxiliary regulatory services (money laundering, support and advisory services during the entire life cycle of financial services, e.g. from founding to liquidation, including licencing and restructuring)
  • Auditing and advisory services in regard to performance measurement and presentation
  • Tax planning (corporate taxes, advisory on transactions, international tax structures, VAT, EU paying agent tax)
  • Advisory (consulting for real estate investment, transactions, treasury and risk management, including implementation of Basel II solutions, performance improvement and project assessments, M&A's, crisis management)

Contact

Thomas Romer

Banking and Asset Management Industry leader

Tel: +41 58 792 24 26


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