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Legal Compliance

We help compliance officers square the circle.

If you are a compliance officer, the chances are that your life is getting tougher. You are expected to do more and more with fewer and fewer resources. We give you a way out of this vicious circle by helping you rethink your approach.

It can be tough to cope with the growing number of increasingly complex new regulations, the extraterritorial application of specific laws and more rigorous enforcement activities of (foreign) authorities, as well as the mounting ethical expectations of your customers. As a compliance officer, you have to constantly refine your skills and embed the appropriate compliance standards throughout your organisation − especially if your budget is being called into question or even reduced.

The good news is that we have efficient, tech-enabled methods to help you address the challenge.

What we do for clients

We have more than a decade of hands-on experience helping companies of all sizes in just about every industry. Our team of seasoned multidisciplinary specialists can help you find and implement the right solution, skilfully and pragmatically. With the knowledge and expertise of PwC’s global network, we can cover any compliance topic, anywhere in the world.

Our services

SME compliance buddy

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Compliance Risk Assessment

We run a structured compliance and integrity check to assess your compliance management system and the compliance risks of your company and help you choose effective actions to prevent and mitigate risk

Assessment of your corporate governance and compliance organisation

We assess your current corporate governance and compliance organisation against applicable standards or best practices and make recommendations for enhancements that precisely fit your needs.


We introduce an incident reporting (‘whistleblowing’) system, implement it within your company with easy-to-understand policies and guidelines, and manage incidents for you independently – guaranteeing the utmost confidentiality. More information can be found in our brochure.

Compliance support

We help you run your compliance organisation by actively contributing our experience, ideas and input on the latest developments for your team meetings and by providing sustainable advice on compliance issues.


We help you to ensure the ethical conduct of your staff and raise compliance awareness by means of appropriate training.

Compliance advice

We provide advice on key compliance issues such as anti-corruption measures, economic sanctions, data protection, corporate criminal liability, fair competition, anti-money laundering, etc.

SME compliance buddy

Legal Compliance & RegTech Services



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Need compliance support?

We’d be pleased to talk to you!


Contact us

David Bundi, MLaw

David Bundi, MLaw

Director, Head of Compliance, RegTech & LegalTech, Legal, PwC Switzerland

Tel: +41 79 625 58 20

Adrien Tharin

Adrien Tharin

Attorney-at-law, Co-Head of FinTech, Blockchain and Digital Assets, PwC Switzerland

Tel: +41 58 792 92 24