Ensuring Compliance. Enabling Business.
To support our clients in ensuring compliance in today’s highly complex regulatory environment and to help enable business while technological advancement accelerates and customer demands change, we built a RegTech team of innovative, passionate and experienced people with a diverse set of skills.
Our RegTech Services’ unique selling proposition is to provide services to our clients which combine regulatory strategy, legal, compliance, technology and innovation perspectives.
One of the most crucial stages of the client lifecycle is the customer onboarding process. It is a unique opportunity to create a strong client relationship from the very beginning. We are experienced legal & compliance professionals – with regulatory & technology expertise – who understand how to implement compliant digital solutions to onboard clients at financial institutions: from a regulatory, technology and customer experience point of view.
We support you with proven solutions for:
End-to-end solutions with support in:
Transaction monitoring set-ups are quite often not only inefficient but also ineffective. Financial institutions are being buried in false anti-money-laundering alerts, creating an enormous workload for their compliance staff, while at the same time a lot of real money laundering activity is not being caught. Our Transaction Monitoring Service helps you to optimise transaction monitoring systems, processes and controls at your financial institution.
For our Transaction Monitoring Service, we have gathered a unique team of specialists from Switzerland with broad international experience in:
We help you in the context of transaction monitoring to:
Our RegTech strategy paper provides you with a comprehensive analysis and guidance for digital transformation at financial institutions. It is designed to help you harness business opportunities by deploying advanced strategies, working methods and technologies within the regulatory framework.
Our approach focuses particularly on the following three dimensions:
Overview and guidance based on a holistic strategy paper on:
Our RegTech search & deploy services are designed to find you the best possible solution for your requirements. We draw on our extensive global database of RegTech firms, our hands-on experience as an implementation partner to financial institutions internationally, and our global network within PwC, across industries and in the RegTech field.
Our search & deploy service is based on a proven approach:
We help you find industry-leading solutions:
Our compliance automation service helps you analyse, improve and automate your processes on the basis of the best and most suitable methods. Your legal, compliance, risk and business functions will all benefit.
We use a proven three-step approach:
Compliant end-to-end solutions:
A recent survey by the Swiss National Bank on digitalisation and FinTech at Swiss banks revealed that banks expect a strong level of digitalisation in financial intermediation. This development is seen by the industry as a source of opportunities, particularly with regard to cutting costs and improving service quality. It also shows that banks see FinTechs as partners given their agility, size and specialised focus. Last but not least, FinTechs often provide new and improved customer experiences with the ability to go quickly to market.
Our proven approach for this serviceis based on:
We help you as FinTech-Bank Connectors to:
Our passionate team serves you as your SME compliance buddy, enabling small and medium-sized enterprises (SMEs) to benefit from solutions to multiple compliance challenges. These include AML/KYC, fraud, whistleblowing, governance, conduct, policy and process implementation, data protection, economic sanctions, fair competition and criminal liability.
Our approach focuses particularly on:
We help you: