Legal and regulatory services for asset managers, portfolio managers and trustees

We help you determine the optimal structure for your business and ensure compliance with the legal and regulatory requirements.

We guide you through the licensing process for asset managers, portfolio managers or trustees with supervisory bodies and FINMA and assist implementing the most suitable setup for your institution.

We manage all changes affecting your FINMA licence and handle all communications with your supervisory organisation and FINMA on your behalf.

We design and implement a robust legal framework and compliance procedure, including drafting policies, processes and process descriptions.

We prepare feasibility studies or submit ruling requests (so called no-action letter) to the relevant authorities.

We advise on drafting and implementing AML and KYC documentation and procedures.

We offer expert guidance on establishing and structuring financial products, including collective investment schemes and structured products. 

We assist with cross-border activities and help you mitigate international risks.

We draft asset management and advisory agreements, general terms and conditions and other legal documentation for your client relationships.

We identify potential tax implications for your company and employees and provide tailored advice. You can find our dedicated tax offering here.

Our in-house corporate lawyers set up your company and register it in the commercial register.