Access our invaluable legal and regulatory expertise and strategic guidance for growth in the financial sector.
Legal and regulatory services for banks, securities firms and FinTech enterprises
The current regulatory landscape
Navigating the continuously evolving landscape of financial market regulations poses a considerable challenge for financial institutions globally. With regulators and supervisory bodies regularly updating and tightening their demands, organisations such as banks, securities firms and FinTech enterprises face increasing pressure to ensure compliance while maintaining operational efficiency. Staying informed of changes and implementing strong compliance measures are essential for thriving in today's market.
Our multidisciplinary team
We are specialised in banking, securities and fintech regulation, combining diverse backgrounds and interdisciplinary expertise, with deep knowledge of financial markets regulation, supervisory standards and the Swiss financial industry and its regulators and supervisory bodies.
Our services
We are the trusted partner for both well-established financial institutions and innovative start-ups. Our legal and regulatory practice is committed to providing bespoke solutions tailored to the specific needs of banks, securities firms and FinTech enterprises.
Our expertise spans the entire lifecycle of financial institutions, from inception to ongoing legal, regulatory and compliance matters. Our advice extends beyond Switzerland to include the Principality of Liechtenstein and the EU. We deliver comprehensive support to help you navigate the intricate legal and regulatory landscape and effectively address compliance issues. Trust us to stand by you at every stage, securing the success and stability of your venture in the continuously evolving financial industry.
By leveraging our extensive industry knowledge and collaborating closely with our colleagues in the tax, legal and workforce, the advisory as well as the assurance practices, we guarantee that our clients receive the most practical and operationally sound advice at all times.
Your benefits
- One-stop shop
- Holistic and integrated approach
- Tailor-made solutions
- Combined expertise in traditional banking and FinTech business models
- Interdisciplinary know-how
We can support you with the following services:
Get in touch with us
Please send us your message via the contact form. We look forward to hearing from you.
Regulatory developments
The publication “Regulatory Developments” covers the most important regulatory developments in the banking, asset management, and insurance industries. It analyzes the latest regulatory trends affecting the banking, asset management, and insurance sectors and includes commentary on key aspects, changes, and the current state of play.
Read more
PwC Legal's Regulatory Radar for banks, securities firms, and FinTech enterprises
Since the financial crisis, regulations have surged, creating overlapping, sometimes conflicting rules for global firms. Timely updates are crucial. PwC’s web-based Regulatory Radar delivers tailored analyses and comprehensive, cross-jurisdiction updates, enabling organizations to respond promptly and maintain effective compliance.
Swiss Fintech Licence
Switzerland’s Fintech licence, introduced in 2019, offers a flexible, risk-based alternative to a full banking licence by allowing Fintechs to hold up to CHF 100 million in public deposits without investing them or paying interest, under lighter capital, liquidity, and organizational requirements. This principle-based framework lowers market-entry barriers, fosters innovation across diverse business models, and strengthens Switzerland’s attractiveness as a global Fintech hub.
Your contact persons
Silvan Thoma
Thomas Schwyter
Barbara Gallati
Miriam Zuan
Michael Boppart